Nick is the practice manager and a registered representative. Nick has many years of experience in the banking industry where he served many affluent and High Net-Worth clients. He has obtained advanced education and training that has equipped him with the skills and experience needed to manage the growing firm. Nick is also licensed to practice investment management and provide financial planning services.
PROFESSIONAL BACKGROUND:
Nick has passed the Series 7, Series 6, Series 66, Series 63, and the SIE investment industry licensing exams. He holds an active Life Insurance license and is pursuing the Certified Financial Planner designation at The University of Texas Austin. Nick takes over 30 hours of continuing education each year to maintain his licenses and certifications in good standing. All licenses are currently held at LPL Financial.
This professional is a Registered Representative and Investment Advisor Representative in the states listed below: TX, FL, CO, NY, LA
EDUCATIONAL BACKGROUND:
Mr. Philbeck has obtained a Master's Degree in International Business, a Bachelor's Degree in Business Management, and an Associates Degree in Science.
EMPLOYMENT HISTORY:
Personal Banker; Wells Fargo, 2015-2016
Business Banking Specialist; Wells Fargo Bank, 2016-2017
Licensed Personal Banker II; Wells Fargo Bank, 2017-2018
Registered Representative, Brokerage Associate; Wells Fargo Advisors, 2018-2022
LPL Financial Advisor, Wealth Strategist; LPL Financial, 2022-present