Caroline has over 20 years of experience in the securities industry and began her career in the banking industry many years prior. Her vast knowledge of operational, administrative and compliance procedures makes her the go-to for your administrative needs. Caroline is skilled in financial planning and provides executive level support for our firm.
PROFESSIONAL BACKGROUND:
Series 07, 66 and 24 held through LPL Financial
EMPLOYMENT HISTORY:
A.G. Edwards & Sons, Registered Representative / Branch Liaison, 1999 - 2012
Home Depot, part-time Bookkeeper / Head Cashier, 1999 - 2012
LPL Registered Principal / Operations Manager, 2012 - present